DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Private Client LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Larry Jefferson Tolbert | Private Client LLC other | Fsc Securities Corporation other | Other | Jun 14, 2012 | Feb 8, 2012 |
| Jonathan Peter Sowa | Private Client LLC other | Fsc Securities Corporation other | Other | Jun 14, 2012 | Feb 8, 2012 |
| Joseph Patrick Mcdowell | Private Client LLC other | Fsc Securities Corporation other | Other | Jun 14, 2012 | Feb 7, 2012 |
Page 1 of 1
3 moves match.