DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jonathan Peter Sowa
Feed of 09/15/2026
Also filed as Jon Sowa
At current firm
7 y
since Feb 25, 2019
In the industry
21 y
since Apr 12, 2005 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Integrity Alliance, LLC BD affiliated currentsince Nov 3, 2025 · Brentwood, Tn
- Csenge Advisory Group, LLC independent RIA currentsince Feb 25, 2019 · Clearwater, Fl
- Lion Street Advisors, LLC formerJul 31, 2018 to Nov 3, 2025 · Brentwood, Tn
- Fsc Securities Corporation formerFeb 8, 2012 to Jul 31, 2018 · Memphis, Tn
- Private Client LLC formerJan 12, 2012 to Jun 14, 2012 · Memphis, Tn
- Householder Group Financial Advisors, LLC formerJan 4, 2011 to Nov 18, 2011 · Franklin, Tn
- Securian Financial Services, Inc. formerApr 28, 2008 to Dec 7, 2009 · Brentwood, Tn
- Suntrust Investment Services, Inc. formerMay 1, 2007 to Mar 11, 2008 · Nashville, Tn
- Equitable Advisors, LLC national BDNov 4, 2005 to Oct 5, 2006 · Nashville, Tn
Moves
a registration end followed by a registration begin elsewhere
- Lion Street Advisors, LLC to Csenge Advisory Group, LLCleft Nov 3, 2025, registered Feb 25, 2019 (-2443 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Fsc Securities Corporation to Lion Street Advisors, LLCleft Jul 31, 2018, registered Jul 31, 2018 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- Private Client LLC to Fsc Securities Corporationleft Jun 14, 2012, registered Feb 8, 2012 (-127 days) · Other
- Householder Group Financial Advisors, LLC to Private Client LLCleft Nov 18, 2011, registered Jan 12, 2012 (55 days) · Other
- Securian Financial Services, Inc. to Householder Group Financial Advisors, LLCleft Dec 7, 2009, registered Jan 4, 2011 (393 days) · Other
- Suntrust Investment Services, Inc. to Securian Financial Services, Inc.left Mar 11, 2008, registered Apr 28, 2008 (48 days) · Other
- Equitable Advisors, LLC to Suntrust Investment Services, Inc.left Oct 5, 2006, registered May 1, 2007 (208 days) · Other
Signals
- Jonathan Peter Sowa left Lion Street Advisors, Llc for Csenge Advisory Group, Llc (registered 2019-02-25)Nov 3, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address