DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Salem Advisory Group LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nathan UptonSalem Advisory Group LLC state registeredCommonwealth Financial Network national BDOtherJul 14, 2025Jul 28, 2025
Jennifer Lynne ArpsSalem Advisory Group LLC state registeredAtlantic Coast Financial state registeredOtherJan 26, 2021Jan 21, 2021
Kelly Foss-RootSalem Advisory Group LLC state registeredH. Beck, Inc. otherOtherOct 30, 2013Nov 6, 2013
Robert Dennis LindseySalem Advisory Group LLC state registeredState Farm Investment Management Corp. asset managerOtherOct 21, 2013Jun 30, 2023 (3539 d)
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4 moves match.