DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Shoreline Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Patrick Mcleod SmithShoreline Financial Advisors, LLC independent RIAExencial Wealth Advisors independent RIARIA to RIAMar 16, 2023Feb 2, 2023
Brendan Thomas SmithShoreline Financial Advisors, LLC independent RIAExencial Wealth Advisors independent RIARIA to RIAMar 16, 2023Jan 18, 2023
Stephanie Leigh Van AlbertShoreline Financial Advisors, LLC independent RIAMoneco Advisors independent RIARIA to RIAOct 29, 2020Oct 30, 2020
Jason Patrick AtwaterShoreline Financial Advisors, LLC otherMissionsquare Retirement otherOtherDec 11, 2015Jan 15, 2016 (35 d)
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4 moves match.