DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Safeguard Investment Advisory Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Oliva Donti | Safeguard Investment Advisory Group, LLC independent RIA | Creativeone Wealth, LLC independent RIA | RIA to RIA | Dec 2, 2025 | Dec 11, 2025 |
| Daniel Mark Carter | Safeguard Investment Advisory Group, LLC independent RIA | Creativeone Wealth, LLC independent RIA | RIA to RIA | Jun 3, 2025 | Jun 6, 2025 |
| Patrick B. Miles | Safeguard Investment Advisory Group, LLC independent RIA | Brookstone Wealth Advisors, LLC no RAUM | Other | Jan 2, 2024 | Feb 6, 2024 (35 d) |
| Dennis Peter Notchick | Safeguard Investment Advisory Group, LLC independent RIA | Mariner independent RIA | RIA to RIA | Jan 16, 2019 | Jan 15, 2019 |
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4 moves match.