DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Peterson Wealth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joshua Michael GlennPeterson Wealth Advisors, LLC independent RIAPrivate Advisory independent RIARIA to RIAOct 11, 2024Oct 24, 2024
Taylor Austin LeePeterson Wealth Advisors, LLC independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseJun 9, 2023Aug 3, 2023 (55 d)
Mark Philip WhitakerPeterson Wealth Advisors, LLC independent RIARetirement Advice LLC state registeredRIA to a state-registered adviserMar 31, 2023Apr 3, 2023
David MawhinneyPeterson Wealth Advisors, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankNov 18, 2021Mar 31, 2023 (498 d)
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4 moves match.