DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Aviance Capital Partners LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charley Michael Corbett | Aviance Capital Partners LLC independent RIA | Local Wealth Advisors state registered | RIA to a state-registered adviser | Mar 20, 2025 | Jun 12, 2025 (84 d) |
| Matthew James Johnson | Aviance Capital Partners LLC independent RIA | Moors & Cabot, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jul 5, 2023 | Jul 5, 2023 |
| Brian J Cotroneo | Aviance Capital Partners LLC independent RIA | Moors & Cabot, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jul 5, 2023 | Jul 5, 2023 |
| Samantha Louise Beauvais | Aviance Capital Partners LLC independent RIA | Betterment independent RIA | RIA to RIA | Apr 3, 2023 | Aug 30, 2024 (515 d) |
| James Ryan Ashbridge | Aviance Capital Partners LLC independent RIA | Schwab Wealth Advisory, Inc. no RAUM | Other | Mar 30, 2021 | Nov 2, 2021 (217 d) |
| Lynn Richard Petkus | Aviance Capital Partners LLC independent RIA | Fischer Investment Strategies, LLC independent RIA | RIA to RIA | Nov 20, 2019 | Aug 6, 2021 (625 d) |
| Rebecca Iacopelli | Aviance Capital Partners LLC other | Main Street Financial Life Advisors, LLC other | Other | Jun 16, 2016 | Dec 27, 2016 (194 d) |
Page 1 of 1
7 moves match.