DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Insight Financial Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Joseph Rood | Insight Financial Services independent RIA | Rca Wealth Strategies LLC state registered | RIA to a state-registered adviser | Oct 28, 2021 | Oct 27, 2021 |
| Jace W Champlin | Insight Financial Services independent RIA | Rca Wealth Strategies LLC state registered | RIA to a state-registered adviser | Oct 28, 2021 | Oct 27, 2021 |
| Thomas Ray Stark | Insight Financial Services independent RIA | Securities America Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 1, 2020 | Sep 29, 2020 |
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3 moves match.