DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Royal Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Marcelino Servidad Villaflor | Royal Wealth Management state registered | Gradient Advisors, LLC independent RIA | Other | Oct 14, 2019 | Oct 16, 2023 (1463 d) |
| Daniel Mark Smith | Royal Wealth Management state registered | MML Investors Services, LLC BD affiliated | Other | Oct 14, 2019 | May 12, 2021 (576 d) |
| Claude Mason Royal | Royal Wealth Management state registered | Wealthdrive Advisory LLC no RAUM | Other | Jul 17, 2019 | Aug 14, 2019 |
| Claude Mason Royal | Royal Wealth Management state registered | Ace Capital, Inc. no RAUM | Other | Jan 28, 2015 | Jan 27, 2015 |
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4 moves match.