DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Optimum Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stacy Sloas Flanagin | Optimum Wealth Management, LLC other | Krilogy other | Other | Jul 11, 2016 | Aug 27, 2016 (47 d) |
| Timothy D Howard | Optimum Wealth Management, LLC other | Stifel, Nicolaus & Company, Incorporated national BD | Other | Aug 22, 2013 | Sep 5, 2013 |
| Daniel Joseph Henrichs | Optimum Wealth Management, LLC other | Integrated Wealth Advisors LLC unclassified | Other | Mar 29, 2012 | Mar 20, 2012 |
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3 moves match.