DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Siharum Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Todd Craig Silverman | Siharum Advisors, LLC independent RIA | Ferris Capital, LLC independent RIA | RIA to RIA | Sep 17, 2018 | Oct 2, 2018 |
| Michael Kevin Mooney | Siharum Advisors, LLC independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Jun 19, 2018 | Jun 15, 2018 |
| Frederick Marcus Warburg | Siharum Advisors, LLC other | Fernwood Investment Management, LLC independent RIA | Other | Feb 27, 2018 | Mar 4, 2020 (736 d) |
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3 moves match.