DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wienken Advisors, Ltd.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Derek Snider | Wienken Advisors, Ltd. no RAUM | The Appalachian Financial Group state registered | Other | Mar 14, 2024 | May 25, 2025 (437 d) |
| Thomas E Weber | Wienken Advisors, Ltd. no RAUM | The Appalachian Financial Group state registered | Other | Jan 12, 2024 | Nov 21, 2024 (314 d) |
| George Auston Snook | Wienken Advisors, Ltd. no RAUM | MML Investors Services, LLC other | Other | Dec 31, 2023 | Jun 9, 2010 |
| James E Thomas | Wienken Advisors, Ltd. no RAUM | The Appalachian Financial Group state registered | Other | Dec 31, 2023 | Nov 21, 2024 (326 d) |
| Clinton M Simmons | Wienken Advisors, Ltd. no RAUM | Vantus Wealth no RAUM | Other | Jan 29, 2021 | Aug 4, 2025 (1648 d) |
| Joseph Michael Faragasso | Wienken Advisors, Ltd. no RAUM | W&S Brokerage Services, Inc. no RAUM | Other | Dec 15, 2016 | Oct 18, 2018 (672 d) |
| William Harry Martin | Wienken Advisors, Ltd. no RAUM | MML Investors Services, LLC other | Other | Aug 7, 2014 | Jun 29, 2010 |
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7 moves match.