DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Marks Group Wealth Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeremy Allen Schmidt | Marks Group Wealth Management, Inc. independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Aug 5, 2024 | Feb 28, 2025 (207 d) |
| Karly Rose Wakely | Marks Group Wealth Management, Inc. independent RIA | Fisher Investments independent RIA | RIA to RIA | Mar 9, 2020 | May 13, 2020 (65 d) |
| Seth Lawrence Cogswell | Marks Group Wealth Management, Inc. other | Aspentree Capital Corporation state registered | Other | Jun 30, 2017 | Nov 24, 2021 (1608 d) |
| Douglas Paul Hasler | Marks Group Wealth Management, Inc. other | LPL Financial LLC other | Other | Sep 2, 2014 | Oct 22, 2012 |
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4 moves match.