DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Capwealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Chris Clark Stevens | Capwealth Advisors, LLC independent RIA | Stevens Investment Counsel LLC state registered | RIA to a state-registered adviser | Jan 20, 2026 | Jul 23, 2026 (184 d) |
| Michael Hunter Yarbrough | Capwealth Advisors, LLC independent RIA | Rfg Advisory, LLC independent RIA | RIA to RIA | Oct 1, 2024 | Oct 2, 2024 |
| John L Lueken | Capwealth Advisors, LLC independent RIA | Arlington Partners LLC mixed wealth | RIA to RIA | Apr 15, 2020 | Jun 24, 2020 (70 d) |
| Charles Mark Willoughby | Capwealth Advisors, LLC other | J.J.B. Hilliard, W.L. Lyons, LLC other | Other | Apr 16, 2015 | Apr 15, 2015 |
Page 1 of 1
4 moves match.