DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Fsw Advisory Services Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Brian Allred | Fsw Advisory Services Inc. institutional | Momentum Independent Network Inc. BD affiliated | Other | Jul 24, 2019 | Feb 10, 2023 (1297 d) |
| Jacob Andrew Edwards | Fsw Advisory Services Inc. other | Hilltop Securities Inc. other | Other | Dec 31, 2016 | Jan 25, 2016 |
| Kent Roger Snodgrass | Fsw Advisory Services Inc. other | RBC Capital Markets, LLC national BD | Other | Oct 30, 2015 | Oct 6, 2015 |
| Whitney E Solcher | Fsw Advisory Services Inc. other | Tpb Wealth Advisors, LLC other | Other | Apr 19, 2011 | Jun 30, 2009 |
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4 moves match.