DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pioneer Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan J Ricedorff | Pioneer Advisors, LLC other | Arista Wealth Management, LLC other | Other | Feb 24, 2014 | Mar 28, 2014 (32 d) |
| Joseph John Laux | Pioneer Advisors, LLC other | Silverhawk Asset Management, LLC no RAUM | Other | Sep 30, 2013 | Oct 1, 2013 |
| Paul Johnathan Mershon | Pioneer Advisors, LLC other | Silverhawk Asset Management, LLC no RAUM | Other | Sep 30, 2013 | Jul 22, 2013 |
| Thomas Claude Cook | Pioneer Advisors, LLC other | Mccauley Investment Advisory, LLC state registered | Other | Mar 26, 2013 | Feb 21, 2013 |
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4 moves match.