DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Strategic Wealth Planning
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cagatay Koc | Strategic Wealth Planning independent RIA | North Berkeley Wealth Management, LLC independent RIA | RIA to RIA | Jun 6, 2025 | Jan 20, 2026 (228 d) |
| Brant Brubaker | Strategic Wealth Planning independent RIA | Fisher Investments independent RIA | RIA to RIA | Jul 15, 2021 | Jun 30, 2021 |
| Christopher Ludvik Semrod | Strategic Wealth Planning independent RIA | Semrod Capital LLC state registered | RIA to a state-registered adviser | Feb 1, 2019 | Mar 12, 2019 (39 d) |
| Marcus Whitney Magers | Strategic Wealth Planning other | Probity Advisors, Inc. other | Other | Mar 19, 2012 | Mar 22, 2012 |
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4 moves match.