DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Raleigh Capital Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jacob Thomas Niles | Raleigh Capital Management Inc. independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 20, 2026 | May 5, 2026 (46 d) |
| Charles Vance Brantley | Raleigh Capital Management Inc. independent RIA | Bankers Life Advisory Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 20, 2025 | Feb 10, 2026 (355 d) |
| Zachary Nicholas Payne | Raleigh Capital Management Inc. independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 5, 2022 | Dec 5, 2022 (61 d) |
| Kevin Craig Cochran | Raleigh Capital Management Inc. independent RIA | Hunter Street Investment Advisors LLC independent RIA | RIA to RIA | Oct 1, 2019 | Oct 25, 2019 |
| Travis Dayne Tracy | Raleigh Capital Management Inc. independent RIA | Sycamore Financial Planning, LLC state registered | RIA to a state-registered adviser | Jul 23, 2018 | Jan 30, 2019 (191 d) |
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5 moves match.