DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pacific Pointe Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Winchester | Pacific Pointe Advisors LLC other | Wells Fargo Advisors wirehouse | Other | Dec 31, 2013 | Feb 25, 2014 (56 d) |
| Gary Keith Dorfman | Pacific Pointe Advisors LLC other | Beacon Pointe Wealth Advisors, LLC other | Other | Dec 31, 2013 | Oct 2, 2013 |
| Gregory Daniel Van Wyk | Pacific Pointe Advisors LLC other | Daniel Investment Associates, LLC other | Other | Mar 29, 2011 | May 24, 2011 (56 d) |
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3 moves match.