DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Gary Keith Dorfman
Feed of 09/14/2026
At current firm
0 y
since Oct 16, 2025
In the industry
40 y
since Jul 15, 1986 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Thryve Wealth Management independent RIA currentsince Oct 16, 2025 · Santa Barbara, Ca
- Strive Asset Management asset managerDec 13, 2024 to Oct 10, 2025 · Dallas, Tx
- One Capital Management, LLC independent RIAJan 14, 2020 to Nov 5, 2024 · Westlake Village, Ca
- Beacon Pointe Advisors, LLC independent RIAOct 31, 2013 to Jan 14, 2020 · Newport Beach, Ca
- Beacon Pointe Wealth Advisors, LLC formerOct 2, 2013 to Jan 14, 2020 · Santa Barbara, Ca
- Pacific Pointe Advisors LLC formerAug 20, 2009 to Dec 31, 2013 · Santa Barbara, Ca
- Manchester Capital Management LLC independent RIASep 22, 2008 to Sep 23, 2009 · Manchester, Vt
- Citigroup Global Markets Inc. BD affiliatedJun 10, 2005 to Aug 8, 2005 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- Strive Asset Management to Thryve Wealth Managementleft Oct 10, 2025, registered Oct 16, 2025 (6 days) · Other
- One Capital Management, LLC to Strive Asset Managementleft Nov 5, 2024, registered Dec 13, 2024 (38 days) · Other
- Beacon Pointe Advisors, LLC to One Capital Management, LLCleft Jan 14, 2020, registered Jan 14, 2020 (0 days) · RIA to RIA
- Beacon Pointe Wealth Advisors, LLC to Beacon Pointe Advisors, LLCleft Jan 14, 2020, registered Oct 31, 2013 (-2266 days) · Other
- Pacific Pointe Advisors LLC to Beacon Pointe Wealth Advisors, LLCleft Dec 31, 2013, registered Oct 2, 2013 (-90 days) · Other
- Manchester Capital Management LLC to Pacific Pointe Advisors LLCleft Sep 23, 2009, registered Aug 20, 2009 (-34 days) · Other
- Citigroup Global Markets Inc. to Manchester Capital Management LLCleft Aug 8, 2005, registered Sep 22, 2008 (1141 days) · Other
Signals
- Gary Keith Dorfman left Strive Asset Management for Thryve Wealth Management (registered 2025-10-16)Oct 10, 2025 · Advisor changed firm · fact
- Gary Keith Dorfman left One Capital Management, Llc for Strive Asset Management (registered 2024-12-13)Nov 5, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address