DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Kellogg Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Daniel Tumpach | Kellogg Asset Management, LLC other | RBC Capital Markets, LLC national BD | Other | May 21, 2026 | May 20, 2026 |
| Mark Paul Hilgendorf | Kellogg Asset Management, LLC other | RBC Capital Markets, LLC national BD | Other | Aug 8, 2024 | Aug 6, 2024 |
| Robert Joseph Moore | Kellogg Asset Management, LLC asset manager | Nicolet Wealth Management independent RIA | Other | Feb 10, 2020 | Mar 24, 2020 (43 d) |
| Adam E Longlais | Kellogg Asset Management, LLC asset manager | Nicolet Wealth Management independent RIA | Other | Mar 22, 2019 | Apr 4, 2019 |
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4 moves match.