DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Grace Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ben Meadows | Grace Capital Management, LLC independent RIA | U.S. Capital Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 17, 2025 | Oct 3, 2024 |
| David Fischer | Grace Capital Management, LLC independent RIA | Financial Gravity Family Office Services, LLC independent RIA | RIA to RIA | Mar 17, 2025 | Feb 28, 2025 |
| David James Lloyd | Grace Capital Management, LLC independent RIA | Global Assets Advisory, LLC independent RIA | RIA to RIA | Oct 1, 2020 | Jul 29, 2020 |
| Timothy J Rigsby | Grace Capital Management, LLC independent RIA | Global Assets Advisory, LLC independent RIA | RIA to RIA | Oct 1, 2020 | Jul 29, 2020 |
| Benjamin John Zamojski | Grace Capital Management, LLC independent RIA | Global Assets Advisory, LLC independent RIA | RIA to RIA | Oct 1, 2020 | Sep 2, 2020 |
Page 1 of 1
5 moves match.