DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••• A••••• A•••••••• L••
Latest filing Jun 1, 2026
First filing on the tape Mar 6, 2019 · 49 filings
SEC status approved since Apr 5, 2019
RAUM
$552M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
99%
$548M individuals and HNW
Advisors
30
registered through the firm on IAPD
RAUM per advisor
$18.4M
derived; firm RAUM over IAPD count
Employees
29
25 advisory (5.B.1)
Offices
17
beyond the principal office
Private funds
0
reported on Schedule D
History
49 filings and snapshots on the tape
RAUM$552M as of Jun 1, 2026
May 11, 2020$15.8M then
HNW client RAUM$238M as of Jun 1, 2026
May 11, 2020$11.3M then
State-registered IARs (5.B.3)29 as of Jun 1, 2026
May 11, 20205 then
Employees (5.A)29 as of Jun 1, 2026
May 11, 20205 then
Private funds: no history
RAUM +63% over the last fiscal year+30% a year over threeIARs 21 to 29offices 13 to 17
Practice profile
derived from the filing of Jun 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- $18.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 86derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.2MderivedHNW RAUM over HNW clients
- Average account
- $213,162derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.7derived18 offices incl. principal (1.F.5)
- RAUM growth, one year
- +63%derivedbetween the last two annual amendments
- Advisor growth, one year
- +38%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +88%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$310M56%
- High-net-worth individuals$238M43%
- Corporations and businesses$4.1M0.7%
- Individual clients
- 2,372reported
- HNW clients
- 200reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2,588reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=22.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••• O•••• H••••• | Orlando, Fl | Jun 27, 2019 | 32 y | 2 |
| A•• W• Y••• | Kamas, Ut | Jul 1, 2019 | 23 y | 4 |
| J•• P••• J••••• | Spokane Valley, Wa | Dec 6, 2019 | 19 y | 3 |
| I•• E• J•••• | Orlando, Fl | Jun 10, 2020 | 30 y | 8 |
| D•••• J•••• L•••• | Merrillville, In | Jul 29, 2020 | 20 y | 4 |
| T•••••• J• R••••• | Orlando, Fl | Jul 29, 2020 | 16 y | 3 |
| B••••••• J••• Z••••••• | Merrillville, In | Sep 2, 2020 | 10 y | 1 |
| L••••• M• H••• J•••• | Baton Rouge, La | Sep 9, 2020 | 24 y | 0 |
| J•••• J••••• C••• | Spokane Valley, Wa | Jun 1, 2026 | 16 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- A•••••••• J••••• K••• to I••••••••• A••••• I••••••••• M••••••••• L••Jan 7, 2025 · RIA to affiliated broker-dealer or bank
- J•••••• C•••••• W••••••• to G•••• P••••• A••••••• S••••••• L••Oct 17, 2024 · RIA to a state-registered adviser
- R•••••• W•••••• E•••• to G•••• P••••• A••••••• S••••••• L••Apr 24, 2023 · RIA to a state-registered adviser
- A••• D••••• G••••••• to T•• F••••••••• I••••••••• G••••Mar 3, 2022 · RIA to a newly registered adviser
- G•••••• F•••• P••••••• to T•• F••••••••• I••••••••• G••••Mar 3, 2022 · RIA to a newly registered adviser
- C•••••• B•••• F••••• to E•••••• F•••••••• E••••••Oct 16, 2020 · RIA to RIA
Joined, latest
- J•••• J••••• C••• from G••••• V••• C•••••• M••••••••• L••Jun 1, 2026 · RIA to RIA
- P•••••• M•••••• E••• from C••••••••• W••••• M••••••••• L••May 1, 2025 · Other
- C••••• R••••• F••••• from C••••• I••••••••• A••••••• L••Sep 24, 2024 · Affiliated broker-dealer or bank to independent RIA
- A•••••••• J••••• K••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••May 3, 2023 · Affiliated broker-dealer or bank to independent RIA
- G•••••• F•••• P••••••• from C••••••••• F•••••••• N••••••Feb 12, 2021 · Affiliated broker-dealer or bank to independent RIA
- A••• D••••• G••••••• from C••••••••• F•••••••• N••••••Feb 3, 2021 · Affiliated broker-dealer or bank to independent RIA
- B••••••• J••• Z••••••• from G•••• C•••••• M••••••••• L••Sep 2, 2020 · RIA to RIA
- T•••••• J• R••••• from G•••• C•••••• M••••••••• L••Jul 29, 2020 · RIA to RIA
- D•••• J•••• L•••• from G•••• C•••••• M••••••••• L••Jul 29, 2020 · RIA to RIA
- I•• E• J•••• from G••••• P••••••• S••••••• L••Jun 10, 2020 · Other
- R•••••• W•••••• E•••• from I••••••••• A••••• I••••••••• M••••••••• L••Mar 16, 2020 · Other
- J•••••• C•••••• W••••••• from I••••••••• A••••• I••••••••• M••••••••• L••Mar 16, 2020 · Other
- J•• P••• J••••• from G••••• V••• C•••••• M••••••••• L••Dec 6, 2019 · RIA to a newly registered adviser
- C•••••• B•••• F••••• from G••••• V••• C•••••• M••••••••• L••Dec 2, 2019 · RIA to a newly registered adviser
- A•• W• Y••• from G••••• V••• C•••••• M••••••••• L••Jul 1, 2019 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from T••••••• I••••••••• S••••••••• L••Mar 14, 2023 · Orlando, Fl
- 2 joined from G•••• C•••••• M••••••••• L••Oct 1, 2020 · Austin, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••••• E•••••• R•••••• · Chief Executive Officer/Presidentcontrolsince 12/2006 · owns less than 5%
- L••••••• M••••••• E••••• · Chief Operating Officercontrolsince 04/2019 · owns less than 5%
- W••••••••• D••••• S• · Chief Financial Officercontrolsince 02/2018 · owns less than 5%
- W••••• R••••••• J•• · Chief Compliance Officercontrolsince 01/2018 · owns less than 5%
Entity owners
- P•••••• M••••••••• L•• · Ownerdirect · owns 75% or more
- I•• I••••••••• H•••••••• L•• · Memberindirect · owns 75% or more of P•••••• M••••••••• L••
- R•• H•••••• C•••••• · Memberindirect · owns 75% or more of I•• I••••••••• H•••••••• L••
- R•••••• D••••••••• 2••• S•••• D••••• T•••• F•• O• J•••••• D•••••••• R•••••• D••••••• D••••• · Memberindirect · owns 75% or more of R•• H•••••• C••••••
- S•••• D••••• T•••• C••••••• L•• · Trusteeindirect · owns F of R•••••• D••••••••• 2••• S•••• D••••• T•••• F•• O• J•••••• D•••••••• R•••••• D••••••• D•••••
Related persons
Schedule D 7.A
- I••••••••• A••••• A•••••••• L••broker-dealerinvestment adviserreal estaten
- I••••••••• A••••• I••••••••• M••••••••• L••investment advisernRAUM $2.6B
- M••• N••••••••n
- P••••• F•••••••• S•••••••• L••broker-dealern
Advisers that list G••••• A••••• A•••••••• L•• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Orlando, Fl · principal | 27 | 5 | 0 | ||
| Merrillville, In | 3 | 0 | 0 | ||
| Kamas, Ut | 2 | 0 | 0 | ||
| Torrance, Ca | 2 | 1 | 0 | ||
| Fishers, In | 2 | 1 | 0 | ||
| Baton Rouge, La | 2 | 0 | 0 | ||
| Spokane Valley, Wa | 2 | 1 | 0 | ||
| Sugar Hill, Ga | 2 | 0 | 0 | ||
| Fargo, Nd | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Bridge City, TX2 employees
- Merrillville, IN2 employees
- , 2 employees
- El Paso, TX2 employees
- Fargo, ND2 employees
- , 1 employees
- Buford, GA1 employees
- New York City, NY1 employees
- Groveland, FL1 employees
- Fishers, IN1 employees
- Kamas, UT1 employees
- Spokane Valley, WA1 employees
- Baton Rouge, LA1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Apr 27, 2026HNW share of RAUM moved from 14.0% to 43.0% between the annual amendments of 2025-03-26 and 2026-04-27peers: independent wealth managers, $500M to $1B (1,482)
- client count surgeChange between filings · filing Apr 27, 2026individual and HNW clients (Item 5.D) moved from 1,365.0 to 2,572.0 (+88.0%) between the annual amendments of 2025-03-26 and 2026-04-27; the peer median change was +5.0% (1216 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,216) · 99% percentile
- RAUM up 50 %Change between filings · filing Apr 27, 2026RAUM (Item 5.F) moved from $338,145,734 to $551,663,967 (+63.0%) between the annual amendments of 2025-03-26 and 2026-04-27; the peer median change was +16.0% (1385 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,385) · 95% percentile
What changed
consecutive filings, newest first
- Advisory employees · 24 to 25Apr 27, 2026 to Jun 1, 2026
- Other offices · 16 to 17Apr 27, 2026 to Jun 1, 2026
- Accounts · 2,213 to 2,588Dec 9, 2025 to Mar 27, 2026
- Advisory employees · 21 to 24Dec 9, 2025 to Mar 27, 2026
- BD registered reps · 19 to 22Dec 9, 2025 to Mar 27, 2026
- Corporate clients · 11 to 16Dec 9, 2025 to Mar 27, 2026
- HNW clients · 198 to 200Dec 9, 2025 to Mar 27, 2026
- Individual clients · 1,167 to 2,372Dec 9, 2025 to Mar 27, 2026
- Employees · 21 to 29Dec 9, 2025 to Mar 27, 2026
- Insurance-licensed employees · 13 to 19Dec 9, 2025 to Mar 27, 2026
- State-registered IARs · 21 to 29Dec 9, 2025 to Mar 27, 2026
- Other offices · 14 to 16Dec 9, 2025 to Mar 27, 2026
- Discretionary RAUM · $338M to $542MDec 9, 2025 to Mar 27, 2026
- HNW RAUM · $48.7M to $238MDec 9, 2025 to Mar 27, 2026
- Individual RAUM · $287M to $310MDec 9, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $0 to $9.6MDec 9, 2025 to Mar 27, 2026
- RAUM · $338M to $552MDec 9, 2025 to Mar 27, 2026
- Financial planning clients · 0 to 0Mar 26, 2025 to Aug 19, 2025
- Other offices · 13 to 14Mar 26, 2025 to Aug 19, 2025
- Accounts · 1,662 to 2,213Feb 27, 2025 to Mar 26, 2025
- Advisory employees · 20 to 21Feb 27, 2025 to Mar 26, 2025
- BD registered reps · 21 to 19Feb 27, 2025 to Mar 26, 2025
- Corporate clients · 9 to 11Feb 27, 2025 to Mar 26, 2025
- HNW clients · 159 to 198Feb 27, 2025 to Mar 26, 2025
- Individual clients · 933 to 1,167Feb 27, 2025 to Mar 26, 2025
- Discretionary RAUM · $303M to $338MFeb 27, 2025 to Mar 26, 2025
- HNW RAUM · $160M to $48.7MFeb 27, 2025 to Mar 26, 2025
- Individual RAUM · $140M to $287MFeb 27, 2025 to Mar 26, 2025
- RAUM · $303M to $338MFeb 27, 2025 to Mar 26, 2025
- Insurance-licensed employees · 21 to 13Mar 28, 2024 to May 2, 2024
- Accounts · 1,377 to 1,662Nov 6, 2023 to Mar 28, 2024
- Advisory employees · 19 to 20Nov 6, 2023 to Mar 28, 2024
- BD registered reps · 20 to 21Nov 6, 2023 to Mar 28, 2024
- Corporate clients · unset to 9.0Nov 6, 2023 to Mar 28, 2024
- HNW clients · 50 to 159Nov 6, 2023 to Mar 28, 2024
- Individual clients · 1,322 to 933Nov 6, 2023 to Mar 28, 2024
- Employees · 20 to 21Nov 6, 2023 to Mar 28, 2024
- Insurance-licensed employees · 20 to 21Nov 6, 2023 to Mar 28, 2024
- State-registered IARs · 20 to 21Nov 6, 2023 to Mar 28, 2024
- Discretionary RAUM · $252M to $303MNov 6, 2023 to Mar 28, 2024
Signals
12 dated events
- G••••• A••••• A•••••••• L•• reported RAUM $551.7M, up 63% from $338.1M (2025-12-09 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- A•••••••• J••••• K••• left G••••• A••••• A•••••••• L•• for I••••••••• A••••• I••••••••• M••••••••• L•• (registered 2023-07-07)Jan 7, 2025 · Advisor changed firm · fact
- J•••••• C•••••• W••••••• left G••••• A••••• A•••••••• L•• for G•••• P••••• A••••••• S••••••• L•• (registered 2024-07-03)Oct 17, 2024 · Advisor changed firm · fact
- R•••••• W•••••• E•••• left G••••• A••••• A•••••••• L•• for G•••• P••••• A••••••• S••••••• L•• (registered 2024-07-03)Apr 24, 2023 · Advisor changed firm · fact
- 2 advisors left T••••••• I••••••••• S••••••••• L•• (Orlando, FL) for G••••• A••••• A•••••••• L•• on the same dayMar 14, 2023 · Team lift-out · derived
- G••••• A••••• A•••••••• L•• reported RAUM $345.0M, up 63% from $211.3M (2021-12-20 to 2022-04-01)Apr 1, 2022 · RAUM change · derived
- G•••••• F•••• P••••••• left G••••• A••••• A•••••••• L•• for T•• F••••••••• I••••••••• G•••• (registered 2022-03-14)Mar 3, 2022 · Advisor changed firm · fact
- A••• D••••• G••••••• left G••••• A••••• A•••••••• L•• for T•• F••••••••• I••••••••• G•••• (registered 2022-03-07)Mar 3, 2022 · Advisor changed firm · fact
- G••••• A••••• A•••••••• L•• reported 10 offices beyond its principal office, up from 3 (2021-03-03 to 2021-03-30)Mar 30, 2021 · Office count change · derived
- G••••• A••••• A•••••••• L•• reported 20 state-registered advisory representatives, up from 5 (2021-03-03 to 2021-03-30)Mar 30, 2021 · Advisor headcount change · derived
- E••••• M•••••• L•••••• (Director Of Operations) appeared on Schedule A of G••••• A••••• A•••••••• L••May 1, 2019 · Control person joined · fact
- G••••• A••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Mar 6, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@i•••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 407-254-1500reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 407-254-1505reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 718-873-3787reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/international-assets-advisoryreportedpublic record, Form ADV, Sep 18, 2026
- Website
- i•••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 407-254-1500reportedpublic record, Form ADV, Jun 1, 2026
- Contact form
- i•••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $18.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026