DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Hnp Capital LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Blick Reading | Hnp Capital LLC independent RIA | Courier Capital, LLC independent RIA | RIA to RIA | May 9, 2023 | Jun 13, 2023 (35 d) |
| Nicholas Timothy Norvell | Hnp Capital LLC independent RIA | Courier Capital, LLC independent RIA | RIA to RIA | May 9, 2023 | May 30, 2023 |
| Robert Christopher Hobaica | Hnp Capital LLC independent RIA | World Investment Advisors, LLC institutional | Other | May 9, 2023 | Apr 14, 2023 |
| David Carl Robbins | Hnp Capital LLC independent RIA | Courier Capital, LLC independent RIA | RIA to RIA | May 9, 2023 | Jun 13, 2023 (35 d) |
| Christopher Paul Yuskiw | Hnp Capital LLC independent RIA | Hyjc Capital Of Wny independent RIA | RIA to RIA | May 9, 2023 | Sep 21, 2023 (135 d) |
| Thomas Martin Abramson | Hnp Capital LLC independent RIA | Key Investment Services LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 9, 2023 | May 16, 2023 |
| Rebecca Levengood Westervelt | Hnp Capital LLC independent RIA | Courier Capital, LLC independent RIA | RIA to RIA | May 9, 2023 | May 9, 2023 |
| Stephen John Fassel | Hnp Capital LLC independent RIA | Courier Capital, LLC independent RIA | RIA to RIA | May 9, 2023 | Jun 13, 2023 (35 d) |
| Isabella Francis Loughlin | Hnp Capital LLC independent RIA | Courier Capital, LLC independent RIA | RIA to RIA | May 9, 2023 | Jun 13, 2023 (35 d) |
| David Rhys Eichenhofer | Hnp Capital LLC independent RIA | American Portfolios Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Mar 15, 2023 | Mar 8, 2023 |
| John Edward Haugh | Hnp Capital LLC independent RIA | Hyjc Capital Of Wny independent RIA | RIA to RIA | Mar 15, 2023 | Mar 20, 2023 |
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11 moves match.