DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from The Lloyd Advisory Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Creston John MaxeyThe Lloyd Advisory Group independent RIAIfg Advisory, LLC independent RIARIA to RIAOct 10, 2025Oct 27, 2025
Clifford Robert HittThe Lloyd Advisory Group independent RIAInvestus Advisers LLC unclassifiedOtherAug 8, 2018Sep 5, 2018
Don Eugene AshThe Lloyd Advisory Group independent RIACorecap Advisors no RAUMRIA to a newly registered adviserNov 14, 2011Feb 6, 2012 (84 d)
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3 moves match.