DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Garde Capital, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Anthony Lawrence Baruffi | Garde Capital, Inc. independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jun 6, 2024 | Jun 6, 2024 |
| Thomas Darcy Owens | Garde Capital, Inc. independent RIA | Burton Enright Welch independent RIA | RIA to RIA | May 10, 2024 | Apr 3, 2024 |
| Christopher L Moreton | Garde Capital, Inc. independent RIA | Usi Securities, Inc. no RAUM | Other | Jan 19, 2024 | Apr 8, 2024 (80 d) |
| Leonard Adriaan Van Dorp | Garde Capital, Inc. independent RIA | Northwest Asset Management independent RIA | RIA to RIA | Mar 22, 2019 | Mar 22, 2019 |
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4 moves match.