DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Horne Wealth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joshua F ParkerHorne Wealth Advisors, LLC independent RIABuckingham Strategic Wealth, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 15, 2019Aug 28, 2019
Stan P. PurvisHorne Wealth Advisors, LLC independent RIABuckingham Strategic Wealth, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 15, 2019Aug 15, 2019
Nicholas Ethan ReiberHorne Wealth Advisors, LLC independent RIABuckingham Strategic Wealth, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 15, 2019Aug 15, 2019
Ryan Dale MckibbenHorne Wealth Advisors, LLC independent RIABuckingham Strategic Wealth, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 15, 2019Aug 15, 2019
Samuel Arthur StevensHorne Wealth Advisors, LLC independent RIABuckingham Strategic Wealth, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 15, 2019Aug 15, 2019
Vinicius Nmn Neves HiratukaHorne Wealth Advisors, LLC independent RIAElevated Retirement Financial Services state registeredRIA to a state-registered adviserMar 29, 2019Apr 8, 2019
Mary Brooke BryanHorne Wealth Advisors, LLC otherLPL Financial LLC otherOtherDec 11, 2012Dec 2, 2014 (721 d)
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7 moves match.