DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Glassman Wealth Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Sean BeznickiGlassman Wealth Services, LLC independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 6, 2022Jun 29, 2023 (358 d)
Brandon BecknerGlassman Wealth Services, LLC otherFilament, LLC otherOtherApr 10, 2017Aug 3, 2017 (115 d)
Nathan Michael SonnenbergGlassman Wealth Services, LLC otherPitcairn no RAUMOtherMar 15, 2016Jan 9, 2025 (3222 d)
Jessica Rada NessGlassman Wealth Services, LLC otherCjm Wealth Advisers, Ltd. otherOtherApr 28, 2014Oct 22, 2014 (177 d)
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4 moves match.