DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from S Harris Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul Edward Schuder | S Harris Financial Group, LLC independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Nov 30, 2022 | Sep 11, 2020 |
| Preston James Vaught | S Harris Financial Group, LLC independent RIA | Tlwm Financial independent RIA | RIA to RIA | Mar 28, 2018 | Mar 7, 2018 |
| Kyle Rodney Martin | S Harris Financial Group, LLC independent RIA | Wfg Advisors, LP other | Other | May 2, 2016 | Apr 22, 2016 |
| Rudy Villa | S Harris Financial Group, LLC independent RIA | Usaa Investment Services Company BD affiliated | RIA to affiliated broker-dealer or bank | May 2, 2016 | Apr 17, 2018 (715 d) |
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4 moves match.