DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Gateway Advisory, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jay Harold FlammeGateway Advisory, LLC independent RIABcg Securities, Inc. otherOtherFeb 7, 2025Mar 8, 2012
Brian James PowerGateway Advisory, LLC independent RIABcg Securities, Inc. otherOtherFeb 7, 2025Mar 21, 2012
Glenn Alan BlachmanGateway Advisory, LLC independent RIABcg Securities, Inc. otherOtherFeb 7, 2025Mar 8, 2012
Gonzalo A Figueroa OrtegaGateway Advisory, LLC independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 23, 2023Aug 16, 2023
Steven Roy PuckettGateway Advisory, LLC independent RIAFiduciary Pension Partners, LLC state registeredRIA to a state-registered adviserJul 25, 2022Aug 31, 2021
Paul Alphonse De RosaGateway Advisory, LLC independent RIABcg Securities, Inc. otherOtherDec 5, 2018Mar 8, 2012
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6 moves match.