DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Professional Planning Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lawrence Nicholas PassarettiProfessional Planning Services otherAmerican Portfolios Advisors, Inc otherOtherMar 27, 2018Jan 4, 2018
David Joseph MottesProfessional Planning Services otherAmerican Portfolios Advisors, Inc otherOtherMar 27, 2018Jan 2, 2018
Louise Deluca FallicaProfessional Planning Services otherAmerican Portfolios Advisors, Inc otherOtherMar 27, 2018Jan 11, 2018
Thomas J MullerProfessional Planning Services otherAmerican Portfolios Advisors, Inc otherOtherMar 27, 2018Jan 3, 2018
Colette Rebecca BitzasProfessional Planning Services otherAmerican Portfolios Advisors, Inc otherOtherMar 27, 2018Jan 2, 2018
Kenneth William HauckProfessional Planning Services otherAmerican Portfolios Advisors, Inc independent RIAOtherMar 27, 2018Apr 6, 2018
Gus James CatanzaroProfessional Planning Services otherOsaic Wealth, Inc. BD affiliatedOtherMar 27, 2018Oct 11, 2024 (2390 d)
Patrick Christian McgovernProfessional Planning Services otherAmerican Portfolios Advisors, Inc otherOtherMar 27, 2018Jan 2, 2018
Andrew Charles TomlinsonProfessional Planning Services otherAmerican Portfolios Advisors, Inc otherOtherMar 27, 2018Jan 2, 2018
Rabin KaydanianProfessional Planning Services otherAmerican Portfolios Advisors, Inc otherOtherMar 27, 2018Jan 2, 2018
Edward V VronaProfessional Planning Services otherAmerican Portfolios Advisors, Inc otherOtherMar 27, 2018Jan 2, 2018
Nicole Elyse WoodProfessional Planning Services otherAmerican Portfolios Advisors, Inc otherOtherMar 27, 2018Jan 2, 2018
Roger Steven KalinaProfessional Planning Services otherAmerican Portfolios Advisors, Inc otherOtherJul 13, 2017Feb 20, 2015
Daniel Jason SegalProfessional Planning Services otherBenchmark Financial Wealth Advisors LLC no RAUMOtherJul 13, 2017Jul 17, 2017
Philip Nathanael PiedtProfessional Planning Services otherBenchmark Financial Wealth Advisors LLC no RAUMOtherJul 13, 2017Jul 17, 2017
Samuel RozziProfessional Planning Services otherProgressive Advisory Solutions no RAUMOtherAug 22, 2016Sep 9, 2016
Simona TauroseviciusProfessional Planning Services otherMaxim Financial Advisors LLC otherOtherJun 24, 2015Jun 7, 2016 (349 d)
George Flurence CrowleyProfessional Planning Services otherThrivent Advisor Network, LLC BD affiliatedOtherDec 8, 2014Jul 16, 2021 (2412 d)
Louis Cosmo CilibertiProfessional Planning Services otherAmeriprise Financial Services, LLC national BDOtherJul 22, 2013Nov 9, 2017 (1571 d)
James Joseph ZabattaProfessional Planning Services otherAmeriprise Financial Services, LLC national BDOtherJul 22, 2013Apr 16, 2021 (2825 d)
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20 moves match.