DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Continuum Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Thomas Cox | Continuum Wealth Advisors, LLC independent RIA | Peak Wealth Management no RAUM | RIA to a newly registered adviser | Jul 1, 2024 | Aug 22, 2024 (52 d) |
| Stephen Michael Cutting-Miller | Continuum Wealth Advisors, LLC independent RIA | Shade Tree Advisors LLC independent RIA | RIA to RIA | Feb 7, 2022 | Mar 8, 2022 |
| Charles Jerome Mopsik | Continuum Wealth Advisors, LLC independent RIA | Even Keel Advisors state registered | RIA to a state-registered adviser | Jan 29, 2021 | May 12, 2021 (103 d) |
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3 moves match.