DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Shade Tree Advisors LLC
Latest filing Mar 30, 2026
First filing on the tape Sep 20, 2017 · 35 filings
SEC status approved since Oct 20, 2017
RAUM
$1.5B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
80%
$1.2B individuals and HNW
Advisors
20
registered through the firm on IAPD
RAUM per advisor
$72.7M
derived; firm RAUM over IAPD count
Employees
66
21 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
2
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$1.5B as of Mar 30, 2026
Feb 9, 2018$67.3M then
HNW client RAUM$1.2B as of Mar 30, 2026
Feb 9, 2018$67.3M then
State-registered IARs (5.B.3)21 as of Mar 30, 2026
Feb 9, 20184 then
Employees (5.A)66 as of Mar 30, 2026
Feb 9, 201812 then
Private funds2 as of Mar 30, 2026
Mar 29, 20211 then
RAUM +42% over the last fiscal year+33% a year over threeIARs 21 to 21offices 4 to 3
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Multi-family-office-like · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, average HNW client assets at least $25M, fewer than 200 HNW clients, and business name contains 'family office' or private funds are reported
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $72.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 2derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $48.4MderivedHNW RAUM over HNW clients
- Average account
- $9.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.3derivedItem 5.A over advisors
- Advisors per office
- 5.0derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +42%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.3%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Custody
- $1.1B, 57 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.2B80%
- Pooled investment vehicles$234M16%
- Corporations and businesses$53.4M3.7%
- Individuals$3.7M0.3%
- Individual clients
- 7reported
- HNW clients
- 24reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 152reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.1B for 57 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.8 fund_share=0.16 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
20 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kyle Paul Boni | Saratoga Springs, Ny | Jan 30, 2020 | 14 y | 1 |
| Zachary Scala | Saratoga Springs, Ny | Aug 19, 2021 | 12 y | 0 |
| Amy Sue SeagroattChartered Financial Analyst | Saratoga Springs, Ny | Aug 19, 2021 | 28 y | 0 |
| Ryan Patrick MclaughlinChartered Financial Analyst | Saratoga Springs, Ny | Aug 23, 2021 | 10 y | 1 |
| Matthew Todd Salisbury | Saratoga Springs, Ny | Aug 24, 2021 | 17 y | 1 |
| Daniel Lovaglio | Saratoga Springs, Ny | Aug 24, 2021 | 11 y | 0 |
| Jesse Oak George | Saratoga Springs, Ny | Aug 24, 2021 | 19 y | 0 |
| Adrienne Marie Knapp | Saratoga Springs, Ny | Aug 24, 2021 | 15 y | 1 |
| Andrei A BelovChartered Financial Analyst | Saratoga Springs, Ny | Sep 7, 2021 | 12 y | 1 |
| Madeline Grace Johnson | Saratoga Springs, Ny | Sep 30, 2021 | 12 y | 1 |
| Stephen Michael Cutting-Miller | Saratoga Springs, Ny | Mar 8, 2022 | 26 y | 2 |
| Thomas Hogan | Saratoga Springs, Ny | Nov 15, 2022 | 11 y | 0 |
| Thomas A Burke | Saratoga Springs, Ny | May 16, 2023 | 30 y | 1 |
| Matthew Thomas Lawson | Saratoga Springs, Ny | Jun 30, 2023 | 20 y | 2 |
| Bridget Horan | Milton, Ga | Aug 1, 2023 | 17 y | 2 |
| John Gordon Mccarthy | Saratoga Springs, Ny | Sep 12, 2023 | 14 y | 0 |
| Mark Crawford Jensen | Saratoga Springs, Ny | Nov 7, 2023 | 11 y | 1 |
| Abigail P Rafferty | Saratoga Springs, Ny | Feb 16, 2024 | 11 y | 1 |
| Keith R. Egbert | Saratoga Springs, Ny | Apr 9, 2025 | 15 y | 1 |
| Joshua Hipwell | Saratoga Springs, Ny | Jun 5, 2025 | 11 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 5.0% of current headcount2 left over 36 months
Left, latest
- Nicholas Anthony Colangelo to Cerity Partners LLCMar 18, 2026 · RIA to RIA
- Timothy Charles Macherone to Cerity Partners LLCJul 29, 2025 · RIA to RIA
- Mark Stephen Pelersi to Rockefeller Capital ManagementDec 15, 2022 · RIA to affiliated broker-dealer or bank
- Heather Fox to Nye Street Partners LLCAug 19, 2021 · RIA to a state-registered adviser
Joined, latest
- Nicholas Anthony Colangelo from Goldman Sachs Wealth Services, L.P.Jul 30, 2025 · Affiliated broker-dealer or bank to independent RIA
- Keith R. Egbert from Goldman Sachs Wealth Services, L.P.Apr 9, 2025 · Affiliated broker-dealer or bank to independent RIA
- Abigail P Rafferty from Goldman Sachs Wealth Services, L.P.Feb 16, 2024 · Affiliated broker-dealer or bank to independent RIA
- Mark Crawford Jensen from Goldman Sachs Wealth Services, L.P.Nov 7, 2023 · Affiliated broker-dealer or bank to independent RIA
- Bridget Horan from UBS Financial Services Inc.Aug 1, 2023 · Wirehouse to independent RIA
- Matthew Thomas Lawson from Rockefeller Capital ManagementJun 30, 2023 · RIA to RIA
- Thomas A Burke from Goldman Sachs Wealth Services, L.P.May 16, 2023 · Affiliated broker-dealer or bank to independent RIA
- Timothy Charles Macherone from Goldman Sachs Wealth Services, L.P.Apr 7, 2022 · Affiliated broker-dealer or bank to independent RIA
- Stephen Michael Cutting-Miller from Continuum Wealth Advisors, LLCMar 8, 2022 · RIA to RIA
- Madeline Grace Johnson from Goldman Sachs Wealth Services, L.P.Sep 30, 2021 · Affiliated broker-dealer or bank to independent RIA
- Andrei A Belov from Citigroup Global Markets Inc.Sep 7, 2021 · Other
- Matthew Todd Salisbury from Goldman Sachs Wealth Services, L.P.Aug 24, 2021 · Affiliated broker-dealer or bank to independent RIA
- Adrienne Marie Knapp from Goldman Sachs Wealth Services, L.P.Aug 24, 2021 · Other
- Ryan Patrick Mclaughlin from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 23, 2021 · Wirehouse to independent RIA
- Kyle Paul Boni from Goldman Sachs Wealth Services, L.P.Jan 30, 2020 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Goldman Sachs Wealth Services, L.P.Sep 11, 2017 · Saratoga Springs, Ny
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Community Housing Investment Partners II LP | Private Equity Fund | $173M | 0 | Mar 29, 2024 |
| St Community Housing Investment Partners I LLC | Private Equity Fund | $61.8M | 53 | Mar 29, 2021 |
Owners and control persons
Schedule A and B, latest filing
- Oak Jesse George · Presidentcontrolsince 03/2020 · owns less than 5%
- Bridget Horan · Chief Compliance Officercontrolsince 03/2022 · owns less than 5%
- Charles Timothy Macherone · Chief Operating Officercontrolsince 02/2022 · owns less than 5%
- O. Marna Davis · Managing Membercontrolsince 12/2016 · owns 75% or more of Osprey Lane Holdings, LLC
- Oak Jesse George · Managing Partnercontrolsince 02/2019 · owns F of Oak Leaf Holdings LLC
- Marie Adrienne Knapp · Managing Partnercontrolsince 02/2019 · owns F of Oak Leaf Holdings LLC
- Sue Amy Seagroatt · Managing Partnercontrolsince 02/2019 · owns F of Oak Leaf Holdings LLC
Entity owners
- Oak Leaf Holdings LLC · Ownerdirect · owns 75% or more
- Osprey Lane Holdings, LLC · Managing Memberindirect · owns 25% to 50% of Sp Olh Investors, LLC
- Sp Olh Investors, LLC · Limited Partnerindirect · owns 25% to 50% of Oak Leaf Holdings LLC
Related persons
Schedule D 7.A
- Chip II Investors LLCpooled vehicle sponsory
- Oak Point Capital LLCpooled vehicle sponsory
- Shade Tree Trust Companyn
- St Chip Investors LLCpooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Saratoga Springs, Ny · principal | 20 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- New York, NY2 employees
- , 1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 30, 2026SEAGROATT, AMY, SUE (MANAGING PARTNER) left Schedule A between the filings of 2024-09-06 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 30, 2026MACHERONE, TIMOTHY, CHARLES (CHIEF OPERATING OFFICER) left Schedule A between the filings of 2024-09-06 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 30, 2026KNAPP, ADRIENNE, MARIE (MANAGING PARTNER) left Schedule A between the filings of 2024-09-06 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 30, 2026Davis, Marna, O. (MANAGING MEMBER) left Schedule A between the filings of 2024-09-06 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 124 to 152Jul 29, 2025 to Mar 30, 2026
- Corporate clients · unset to 1.0Jul 29, 2025 to Mar 30, 2026
- HNW clients · 22 to 24Jul 29, 2025 to Mar 30, 2026
- Individual clients · 8 to 7Jul 29, 2025 to Mar 30, 2026
- Assets in custody · $878M to $1.1BJul 29, 2025 to Mar 30, 2026
- Employees · 64 to 66Jul 29, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.0B to $1.4BJul 29, 2025 to Mar 30, 2026
- HNW RAUM · $884M to $1.2BJul 29, 2025 to Mar 30, 2026
- Individual RAUM · $3.2M to $3.7MJul 29, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $0 to $41.2MJul 29, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $139M to $234MJul 29, 2025 to Mar 30, 2026
- RAUM · $1.0B to $1.5BJul 29, 2025 to Mar 30, 2026
- Financial planning clients · 51-100 to 51-100Jun 26, 2025 to Jul 29, 2025
- Other offices · 4 to 3Mar 27, 2025 to Jun 26, 2025
- Accounts · 105 to 124Nov 8, 2024 to Mar 27, 2025
- Advisory employees · 23 to 21Nov 8, 2024 to Mar 27, 2025
- HNW clients · 21 to 22Nov 8, 2024 to Mar 27, 2025
- Individual clients · 5 to 8Nov 8, 2024 to Mar 27, 2025
- Pooled vehicle clients · 1 to 2Nov 8, 2024 to Mar 27, 2025
- Assets in custody · $292M to $878MNov 8, 2024 to Mar 27, 2025
- Employees · 56 to 64Nov 8, 2024 to Mar 27, 2025
- State-registered IARs · 23 to 21Nov 8, 2024 to Mar 27, 2025
- Other offices · 3 to 4Nov 8, 2024 to Mar 27, 2025
- Discretionary RAUM · $795M to $1.0BNov 8, 2024 to Mar 27, 2025
- HNW RAUM · $731M to $884MNov 8, 2024 to Mar 27, 2025
- Individual RAUM · $2.0M to $3.2MNov 8, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $62.0M to $139MNov 8, 2024 to Mar 27, 2025
- RAUM · $795M to $1.0BNov 8, 2024 to Mar 27, 2025
- Accounts · 73 to 105Nov 6, 2023 to Mar 29, 2024
- Advisory employees · 17 to 23Nov 6, 2023 to Mar 29, 2024
- Advisory activities · 4 to 5Nov 6, 2023 to Mar 29, 2024
- Individual clients · unset to 5.0Nov 6, 2023 to Mar 29, 2024
- Assets in custody · $607M to $292MNov 6, 2023 to Mar 29, 2024
- Employees · 50 to 56Nov 6, 2023 to Mar 29, 2024
- State-registered IARs · 17 to 23Nov 6, 2023 to Mar 29, 2024
- Private funds · 1 to 2Nov 6, 2023 to Mar 29, 2024
- Discretionary RAUM · $507M to $795MNov 6, 2023 to Mar 29, 2024
- HNW RAUM · $553M to $731MNov 6, 2023 to Mar 29, 2024
- Individual RAUM · unset to 2001952.0Nov 6, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $112M to $0Nov 6, 2023 to Mar 29, 2024
Signals
15 dated events
- Shade Tree Advisors Llc reported RAUM $1.5B, up 42% from $1.0B (2025-07-29 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Nicholas Anthony Colangelo left Shade Tree Advisors Llc for Cerity Partners Llc (registered 2026-04-07)Mar 18, 2026 · Advisor changed firm · fact
- Timothy Charles Macherone left Shade Tree Advisors Llc for Cerity Partners Llc (registered 2025-10-14)Jul 29, 2025 · Advisor changed firm · fact
- Shade Tree Advisors Llc reported RAUM $1.0B, up 29% from $794.7M (2024-11-08 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- Shade Tree Advisors Llc reported RAUM $794.7M, up 28% from $619.0M (2023-11-06 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- O. Marna Davis (Managing Member) appeared on Schedule A of Shade Tree Advisors LlcNov 6, 2023 · Control person joined · fact
- Shade Tree Advisors Llc reported RAUM $619.0M, up 127% from $272.8M (2022-08-08 to 2023-03-22)Mar 22, 2023 · RAUM change · derived
- Charles Timothy Macherone (Chief Operating Officer) appeared on Schedule A of Shade Tree Advisors LlcMar 22, 2023 · Control person joined · fact
- Mark Stephen Pelersi left Shade Tree Advisors Llc for Rockefeller Capital Management (registered 2022-12-09)Dec 15, 2022 · Advisor changed firm · fact
- Bridget Horan (Chief Compliance Officer) appeared on Schedule A of Shade Tree Advisors LlcMar 28, 2022 · Control person joined · fact
- Todd Matthew Salisbury (Chief Compliance Officer) no longer on Schedule A of Shade Tree Advisors Llc (listed 2022-03-24, absent 2022-03-28)Mar 28, 2022 · Control person left · inference
- Shade Tree Advisors Llc reported RAUM $226.8M, up 258% from $63.4M (2020-04-27 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- Todd Matthew Salisbury (Chief Compliance Officer) appeared on Schedule A of Shade Tree Advisors LlcMar 27, 2020 · Control person joined · fact
- Paul Kyle Boni (Member) no longer on Schedule A of Shade Tree Advisors Llc (listed 2019-03-18, absent 2019-03-25)Mar 25, 2019 · Control person left · inference
- High Rock Advisors Llc filed its initial SEC registration (Form ADV)Sep 20, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Shade Tree Advisors LLC · Family Officesshared crd · office
- Shade Tree Advisors LLC · Independent Sponsorsshared crd · capital_provider
- Shade Tree Advisors LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 212-444-3108reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/shade-tree-advisors-llcreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/oak-point-capitalreportedpublic record, Form ADV, Sep 17, 2026
- Website
- oakpoint.capitalreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 518-290-9460reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $72.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026