DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Capital Fiduciary Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Paul Kirsh JacobsonCapital Fiduciary Advisors, LLC independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankApr 30, 2019May 8, 2019
Thurston SpauldingCapital Fiduciary Advisors, LLC independent RIAInvestment Professionals, Inc. otherOtherApr 30, 2019Apr 15, 2014
Theodore Flood LeasureCapital Fiduciary Advisors, LLC otherWealthspire Advisors otherOtherJun 2, 2017May 27, 2017
Orathai KuvareewongCapital Fiduciary Advisors, LLC otherWealthspire Advisors otherOtherJun 2, 2017May 27, 2017
Scott Dennis DillieCapital Fiduciary Advisors, LLC otherWealthspire Advisors otherOtherJun 2, 2017May 27, 2017
Christopher James WilliamsCapital Fiduciary Advisors, LLC otherAndersen otherOtherJul 8, 2016May 24, 2016
Matthew A RamosCapital Fiduciary Advisors, LLC otherSbsb Financial Advisors otherOtherJan 13, 2014Apr 8, 2014 (85 d)
Jacolyn Helen WetmoreCapital Fiduciary Advisors, LLC otherPbgh Financial Advisors, Inc. otherOtherNov 2, 2012Jan 10, 2013 (69 d)
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8 moves match.