DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Harbor Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Eric Anthony HeusHarbor Wealth Management, LLC independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 27, 2026Apr 27, 2026
Larry John RoseHarbor Wealth Management, LLC independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 27, 2026Apr 27, 2026
Cheryl Ann MossHarbor Wealth Management, LLC independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 27, 2026Apr 27, 2026
Brent D PolzinHarbor Wealth Management, LLC independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 27, 2026Apr 27, 2026
Erin Kristine JohnsonHarbor Wealth Management, LLC independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 27, 2026Apr 27, 2026
Gery Joseph SadzewiczHarbor Wealth Management, LLC independent RIABroadwater Advisors, LLC unclassifiedOtherJan 25, 2024Feb 8, 2017
Gery Joseph SadzewiczHarbor Wealth Management, LLC otherStudio Investment Management independent RIAOtherDec 31, 2016Jul 21, 2011
Gery Joseph SadzewiczHarbor Wealth Management, LLC otherFiduciary First Advisors, LLC otherOtherDec 31, 2010May 7, 2010
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8 moves match.