DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Sica Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul Frederick Casey | Sica Wealth Management, LLC independent RIA | Renew Family Wealth state registered | RIA to a state-registered adviser | Apr 2, 2020 | Mar 11, 2021 (343 d) |
| Philip Leonardo Platania | Sica Wealth Management, LLC independent RIA | Private Advisor Group, LLC independent RIA | RIA to RIA | Mar 4, 2019 | Mar 6, 2019 |
| Thomas Vernon Collins | Sica Wealth Management, LLC other | RBC Capital Markets, LLC national BD | Other | Oct 8, 2012 | Oct 5, 2012 |
| Kailey Witherspoon Walsh | Sica Wealth Management, LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 12, 2011 | Dec 16, 2011 (65 d) |
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4 moves match.