DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from The Genwealth Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Clayton Charland | The Genwealth Group, Inc. independent RIA | Atlas Private Wealth Advisors independent RIA | RIA to RIA | Jul 19, 2021 | Jul 29, 2021 |
| Martin Anthony Scott | The Genwealth Group, Inc. independent RIA | Lasting Wealth Principles, LLC state registered | RIA to a state-registered adviser | Dec 2, 2019 | Mar 11, 2020 (100 d) |
| Leah Ann Shapson | The Genwealth Group, Inc. other | Equitable Advisors, LLC national BD | Other | Sep 8, 2016 | Sep 22, 2016 |
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3 moves match.