DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Guidance Investment Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael A Griggs | Guidance Investment Advisors, LLC mixed wealth | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 3, 2025 | Nov 3, 2025 |
| John Ferrell Mcsorley | Guidance Investment Advisors, LLC mixed wealth | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 3, 2025 | Nov 3, 2025 |
| Bryan David Focht | Guidance Investment Advisors, LLC mixed wealth | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 3, 2025 | Nov 3, 2025 |
| Maureen Alice Teunissen | Guidance Investment Advisors, LLC mixed wealth | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 3, 2025 | Nov 3, 2025 |
| Jennifer Kay Rupp | Guidance Investment Advisors, LLC other | Hendershott Wealth Management, LLC independent RIA | Other | Jul 5, 2017 | Nov 30, 2017 (148 d) |
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5 moves match.