DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Market Street Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin Auguste Carroll | Market Street Wealth Management independent RIA | Life Stage Investing, LLC state registered | RIA to a state-registered adviser | Aug 5, 2020 | Apr 27, 2021 (265 d) |
| Jeffrey Michael Kropp | Market Street Wealth Management other | Woodbury Financial Services, Inc. other | Other | Jun 3, 2016 | Jun 3, 2016 |
| Paul Randall Maynor | Market Street Wealth Management other | Ameriprise Financial Services, LLC national BD | Other | Jan 16, 2014 | Mar 14, 2014 (57 d) |
| Markku Taneli Happonen | Market Street Wealth Management other | The Wharton Advisory Group, LLC other | Other | Nov 28, 2012 | May 23, 2012 |
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4 moves match.