DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pactolus
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Scott Parish | Pactolus independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2026 | May 19, 2026 (137 d) |
| Gery Joseph Sadzewicz | Pactolus independent RIA | Avocet Capital Management LLC independent RIA | RIA to RIA | Feb 22, 2021 | Mar 7, 2011 |
| Steven Kenneth Umstead | Pactolus other | Usaa Financial Planning Services no RAUM | Other | Sep 3, 2013 | Sep 18, 2013 |
Page 1 of 1
3 moves match.