DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Carey, Thomas, Hoover & Breault Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Elizabeth Jeanne Moeller | Carey, Thomas, Hoover & Breault Advisors other | Kestra Advisory Services, LLC other | Other | Dec 31, 2016 | Oct 5, 2016 |
| Jeffrey Allen Breault | Carey, Thomas, Hoover & Breault Advisors other | Kestra Advisory Services, LLC other | Other | Dec 31, 2016 | Oct 14, 2016 |
| Donald Grant | Carey, Thomas, Hoover & Breault Advisors other | Kestra Advisory Services, LLC other | Other | Dec 31, 2016 | Oct 3, 2016 |
| Peter George Cohlmia | Carey, Thomas, Hoover & Breault Advisors other | Kestra Advisory Services, LLC other | Other | Dec 31, 2016 | Oct 14, 2016 |
| Jeremy Steven Askren | Carey, Thomas, Hoover & Breault Advisors other | Creativeone Securities, LLC other | Other | Jul 12, 2012 | Jun 27, 2012 |
| Timothy Lovell Phares | Carey, Thomas, Hoover & Breault Advisors other | Vestech Securities, Inc. unclassified | Other | May 24, 2011 | Jun 1, 2011 |
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6 moves match.