DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pogson & Matt Wealth Management Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Louis Matt | Pogson & Matt Wealth Management Group state registered | 3d Asset Management, Inc. independent RIA | Other | Mar 30, 2020 | Mar 26, 2020 |
| Michael Paul Otterson | Pogson & Matt Wealth Management Group state registered | 3d Asset Management, Inc. independent RIA | Other | Mar 30, 2020 | May 14, 2020 (45 d) |
| Roger Stan Bracken | Pogson & Matt Wealth Management Group state registered | Dynamic other | Other | Sep 10, 2016 | Sep 13, 2016 |
| Edward George Heintz | Pogson & Matt Wealth Management Group state registered | Rhg Advisors LLC other | Other | Nov 4, 2014 | Apr 23, 2014 |
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4 moves match.