DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Jeffrey Matthews Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jody Green Zellner | Jeffrey Matthews Wealth Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 6, 2021 | Sep 16, 2021 |
| Donald Clinton Rogers | Jeffrey Matthews Wealth Management, LLC independent RIA | Infinity Financial Services Advisory independent RIA | RIA to RIA | Sep 28, 2020 | Jan 13, 2025 (1568 d) |
| Matthew Tyler Storey | Jeffrey Matthews Wealth Management, LLC independent RIA | Navy Federal Investment Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 4, 2019 | Aug 30, 2019 |
| Trey Novara | Jeffrey Matthews Wealth Management, LLC other | Live Oak Partners unclassified | Other | Feb 18, 2016 | Nov 3, 2017 (624 d) |
| Richard Charles Callaghan | Jeffrey Matthews Wealth Management, LLC other | R. Seelaus & Co., Inc. other | Other | Apr 10, 2012 | Apr 10, 2012 |
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5 moves match.