DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Beacon Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Chelsey Wahlman | Beacon Capital Management, LLC independent RIA | Kestra Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 17, 2025 | Jan 31, 2025 |
| Chase Cole Grundy | Beacon Capital Management, LLC independent RIA | Facet independent RIA | RIA to RIA | Aug 2, 2023 | Jun 20, 2023 |
| Jennifer Lea Miller | Beacon Capital Management, LLC independent RIA | Fielder Capital Group LLC independent RIA | RIA to RIA | Aug 9, 2021 | Sep 2, 2021 |
| Steven Jay Kibbel | Beacon Capital Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 20, 2020 | Jul 15, 2020 (117 d) |
| Caroline A Peters | Beacon Capital Management, LLC other | Osaic Institutions, Inc. other | Other | May 27, 2015 | Mar 8, 2016 (286 d) |
Page 1 of 1
5 moves match.