DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Novodyn Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffrey Ryan Ardantz | Novodyn Advisors LLC state registered | Morgan Stanley wirehouse | Other | Mar 21, 2014 | Jun 3, 2014 (74 d) |
| John Michael Robertson | Novodyn Advisors LLC state registered | Live Oak Wealth Advisory Group, LLC other | Other | Apr 19, 2013 | Jun 6, 2013 (48 d) |
| Jeremy Frank | Novodyn Advisors LLC state registered | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Dec 7, 2012 | Jul 20, 2012 |
| Felix F Barraza | Novodyn Advisors LLC state registered | Valic Financial Advisors, Inc. other | Other | Oct 16, 2012 | Oct 25, 2012 |
| Trevor Thomas Leidy | Novodyn Advisors LLC state registered | Securities America Advisors, Inc. other | Other | Sep 19, 2012 | Sep 24, 2012 |
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5 moves match.