DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Compass Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Penelope Claire C Holmes | Compass Wealth Management, LLC independent RIA | Creative Money LLC state registered | RIA to a state-registered adviser | Aug 6, 2025 | Sep 30, 2025 (55 d) |
| Sally Ann Shelton | Compass Wealth Management, LLC independent RIA | Oxford Financial Group, Ltd independent RIA | RIA to RIA | Aug 1, 2022 | Feb 23, 2023 (206 d) |
| Beau Hunter Davis | Compass Wealth Management, LLC independent RIA | Bluechip Wealth Advisors LLC independent RIA | RIA to RIA | Jun 30, 2021 | Jul 14, 2021 |
Page 1 of 1
3 moves match.