DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Fiduciary Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher John Broderick | Fiduciary Wealth Management, LLC mixed wealth | World Investment Advisors, LLC institutional | Other | Jul 16, 2024 | Jul 1, 2024 |
| Patrick Daniel Roth | Fiduciary Wealth Management, LLC mixed wealth | World Investment Advisors, LLC institutional | Other | Jul 16, 2024 | Jul 1, 2024 |
| Shaunt Ed Ozben | Fiduciary Wealth Management, LLC mixed wealth | World Investment Advisors, LLC institutional | Other | Jul 10, 2024 | Jul 2, 2024 |
| Theresa Mcdevitt Diblasi | Fiduciary Wealth Management, LLC mixed wealth | World Investment Advisors, LLC institutional | Other | Jul 10, 2024 | Jul 1, 2024 |
| Raymond Eugene Gay | Fiduciary Wealth Management, LLC mixed wealth | Davenport & Company LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 28, 2021 | Sep 27, 2021 |
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5 moves match.