DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Clear Perspective Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Erica Lee Wiggins | Clear Perspective Advisors, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 15, 2022 | Jan 4, 2022 |
| William Gregory | Clear Perspective Advisors, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 15, 2022 | Jan 4, 2022 |
| Gery Joseph Sadzewicz | Clear Perspective Advisors, LLC other | Risley Capital Management LLC independent RIA | Other | Dec 31, 2016 | May 11, 2011 |
| Jonathan Hylton | Clear Perspective Advisors, LLC other | Hightower Advisors, LLC other | Other | Dec 31, 2016 | Jan 4, 2022 (1830 d) |
| Nicholas A Latko | Clear Perspective Advisors, LLC other | Hightower Advisors, LLC other | Other | Dec 31, 2016 | Jan 4, 2022 (1830 d) |
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5 moves match.