DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Isc Financial Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher John Wollo | Isc Financial Advisors independent RIA | United Planners' Financial Services Of America A Limited Partner independent RIA | RIA to RIA | May 24, 2024 | Oct 16, 2024 (145 d) |
| Seth William Blum | Isc Financial Advisors independent RIA | Leverty Financial Group, LLC independent RIA | RIA to RIA | Feb 26, 2024 | Mar 11, 2024 |
| Paul August Alegi | Isc Financial Advisors other | Guardian Wealth Strategies, LLC independent RIA | Other | Jan 8, 2018 | Nov 10, 2017 |
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3 moves match.