DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Vertical Capital Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Allen Bayard Closser | Vertical Capital Asset Management, LLC no RAUM | Ipi Wealth Management, Inc. other | Other | Dec 31, 2015 | Feb 23, 2018 (785 d) |
| Dylan Austin Johnson | Vertical Capital Asset Management, LLC other | Wells Fargo Advisors wirehouse | Other | Jul 1, 2015 | Mar 22, 2016 (265 d) |
| Peter George Pecci | Vertical Capital Asset Management, LLC other | Financial West Group other | Other | May 19, 2015 | Jun 2, 2015 |
| Edward George Boscher | Vertical Capital Asset Management, LLC other | Ameriprise Financial Services, LLC national BD | Other | May 19, 2015 | Mar 3, 2021 (2115 d) |
| Gregory Reed Hicks | Vertical Capital Asset Management, LLC other | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | May 19, 2015 | Feb 11, 2019 (1364 d) |
| Ryan Michael Chase | Vertical Capital Asset Management, LLC other | UBS Financial Services Inc. wirehouse | Other | May 19, 2015 | Mar 22, 2016 (308 d) |
| Samar Farhangi | Vertical Capital Asset Management, LLC other | Sierra Investment Management, LLC other | Other | May 7, 2015 | Dec 8, 2015 (215 d) |
Page 1 of 1
7 moves match.